The Form 470-3502, known as the Iowa Department of Human Services Physical Disability Waiver Assessment Tool, serves a pivotal role in the verification and assessment of individuals opting for Home- and Community-Based Services (HCBS) or Medical Institutional Services. It ensures that the consumer's right to choose between HCBS and medical institutional services is respectfully upheld, and it provides a comprehensive tool for the initial review and continued assessment of a person's eligibility and need for services under the HCBS Physical Disability Waiver program. This form captures detailed information on the consumer's social, medical, and living arrangements, paving the way for tailored care decisions.
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Understanding the intricacies of the 470 3502 form, provided by the Iowa Department of Human Services, is crucial for individuals seeking assistance through the Physical Disability Waiver program. This form serves as a comprehensive assessment tool, designed to capture vital information necessary for determining and reassessing qualification for home- and community-based services (HCBS) or medical institutional services. Through a detailed verification of HCBS consumer choice, it emphasizes the importance of respecting and documenting the preferences of consumers regarding their care options. Additionally, the form facilitates the initial review and continued stay review processes, collecting data on the consumer’s personal details, medical condition, living arrangements, and the specifics of the waiver services being provided. With spaces dedicated to input from service workers, case managers, or discharge planners, it also outlines the medical and therapeutic needs of the consumer, capturing diagnoses, medications, and required therapies. This systematic approach is essential for ensuring that consumers receive the care and support tailored to their unique needs, demonstrating the Iowa Department of Human Services' commitment to prioritizing individual choice and comprehensive care planning in its waiver programs.
Iowa Department of Human Services
PHYSICAL DISABILITY WAIVER ASSESSMENT TOOL
PART A VERIFICATION OF HCBS CONSUMER CHOICE
Home- and Community-Based Services (HCBS)
My right to choose a home- and community-based program has been explained to me.
I have been advised that I may choose: (1) Home- and Community-Based Services or (2) Medical Institutional Services.
I choose:
HCBS
Medical Institutional Services
Signature of Consumer or Guardian or Durable Power of Attorney for Health Care
Date
PART B ASSESSMENT
Initial Review
Continued Stay Review
Social Security Number
Payment Source
Medicaid
Medicaid Pending
Consumer’s Name
Medicaid Number
Address
City
State
Zip Code
County Name
County No.
Legal Guardian or Conservator:
Yes
No
Birth Date
Sex:
Male
Female
Race/Ethnic:
American Indian
Asian or Pacific
Black
Hispanic
White
Other
Unknown
or Alaskan Indian
Islander
Name of Service Worker, Case Manager, or Discharge Planner Completing Form
Telephone Number
Attending Physician’s Name
Living Arrangement
Date of Facility
Entry
Discharge
Home
Acute Care/Hospital
Nursing Facility, Skilled Care
Acute Care/Psychiatric
Nursing Facility, ICF LOC
Specialty
ICF/MR
Speciality/MHI
ICF/MI
CSALA
RCF
Group Home
RCF/MI
RCF/MR
Name of Agency Providing Physical Disability Waiver Services
Diagnoses
470-3502 (Rev. 2/03)
Medications
Route
Therapies
Type of
Receives
Reason
Hours / Month
Therapy
AEA Therapist
Priv. Therapist
Caregiver
Speech
Occupational
Physical
Psychological
Counseling
The purpose of this assessment is to provide information for the required determination and redetermination of the level of care certified by the Iowa Foundation for Medical Care (IFMC) for the Iowa Department of Human Services (DHS) HCBS Physical Disability Waiver program. Each assessment needs to be signed by the person completing the assessment to certify that the information was accurate when the assessment was signed and dated. This person is accountable for accuracy of all the information stated in the assessment.
Assessment #1
Name
Title
Assessment #2
Assessment #3
Assessment #4
2
1.COGNITIVE/MENTAL STATUS
Functional Assessment
Assessment
Additional Notes
#1
#2
#3
#4
Check the category that most
accurately describes the consumer
Date:
Alert and fully oriented
Alert and oriented with significant
alteration in self-concept or mood
Generally oriented through the use of
assistive techniques
Cognitive impairment
(e.g., orientation, attention,
concentration, perception, memory,
reasoning, self-direction)
Exhibits mental status changes
consistent with an acute psychiatric
disorder
Comatose but responsive
Comatose (unresponsive)
Other: Specify in additional notes.
1
1.COGNITIVE/MENTAL STATUS (Cont.)
2. BEHAVIOR
Exhibits socially acceptable behavior
Behaviors have been modified to
socially acceptable levels or occur
infrequently
Displays behaviors requiring physical
intervention
Displays behaviors requiring verbal
Check behaviors displayed which
require verbal or physical intervention:
Self-injurious behavior
Verbal aggression
Physical aggression
Destruction
Stereotypical, repetitive behavior
Antisocial behavior
(See attachment on back.)
3
2. BEHAVIOR (Cont.)
4
2. BEHAVIOR (Page 2)
Noncompliance
Disruption
Depressive symptoms
Elopement
Illegal sexual behavior
Mood swings
Eating disorders
Inappropriate or excessive liquid
consumption
Abuse of chemicals or alcohol
Obsessive-compulsive behavior
Anxiety
5
2.BEHAVIOR (Page 2 Cont.)
6
2.INTELLECTUAL, VOCATIONAL, AND SOCIAL SKILLS
Intellectual and cognitive:
No impairments are present, or
consumer is able to function with
adaptive means
Impairments are present which
require assistance (Check the areas
requiring assistance.)
Telling time
Survival words or signs
Reading
Writing
Number skills
Problem solving, reasoning
Memory
7
3.INTELLECTUAL, VOCATIONAL, AND SOCIAL SKILLS (Cont.)
8
Filling out the 470 3502 form is a crucial step in ensuring those with physical disabilities receive the care and assistance they require through the Iowa Department of Human Services. This form plays a key role in assessing an individual's needs and determining their eligibility for home- and community-based services versus medical institutional services. It's essential to complete this form accurately and thoroughly to facilitate the best care options for the individual concerned.
Once the form is fully completed, it should be submitted to the designated office or representative as directed by the Iowa Department of Human Services. The information provided will undergo a review process to verify eligibility and the level of care required. It's imperative to ensure all sections are completed thoroughly to avoid any delays or issues in the approval process. This meticulous documentation will help secure the necessary services for those with physical disabilities, enhancing their quality of life and ensuring they receive appropriate support.
What is the 470-3502 form used for?
The 470-3502 form is utilized by the Iowa Department of Human Services for the Physical Disability Waiver Assessment. It serves as a tool to verify the choice of an individual regarding Home- and Community-Based Services (HCBS) versus Medical Institutional Services. Additionally, it helps in the assessment and determination of the level of care needed for individuals, guiding their eligibility for the Physical Disability Waiver program.
Who needs to fill out the 470-3502 form?
Individuals seeking to participate in the Iowa Department of Human Services HCBS Physical Disability Waiver program must have this form completed. It should be filled out by the service worker, case manager, or discharge planner who is responsible for the individual's care. The person completing the form is accountable for the accuracy of the information provided.
Can I choose between HCBS and Medical Institutional Services?
Yes, Part A of the form underscores the importance of consumer choice, clearly stating that individuals have the right to choose between Home- and Community-Based Services (HCBS) and Medical Institutional Services. This choice should be made after being fully informed about the options available.
What happens if I don't sign the form?
Signing the form is crucial as it indicates that you, as a consumer (or your guardian or power of attorney for health care), have made a choice between HCBS and Medical Institutional Services and understand the services you will be receiving. Without your signature, it may delay the process of determining your eligibility and starting the necessary services.
What information is included in the assessment sections of the form?
The assessment sections are detailed and cover various important aspects such as cognitive/mental status, behavior, and the individual’s functional capabilities. These assessments aim to establish a comprehensive understanding of the individual's needs to ensure the most appropriate level of care and services are provided.
Is there a section for medical diagnoses and medications?
Yes, the form includes sections where medical diagnoses and current medications, along with the route, type, and reason for these medications, are documented. This information is critical for the evaluation process to ensure that all health-related needs are adequately met through the waiver program.
What does “Verification of HCBS Consumer Choice” mean?
This section of the form is designed to affirm that the individual has been fully informed about the choices between Home- and Community-Based Services and Medical Institutional Services. It verifies that the individual has made a choice knowing the implications of each option regarding their care.
What happens after the form is completed?
Once the form is filled out and signed, it will be reviewed by the Iowa Department of Human Services or the Iowa Foundation for Medical Care (IFMC) to determine or redetermine the individual's eligibility for the HCBS Physical Disability Waiver program. The outcome will guide the services provided to meet the individual’s needs.
Can a legal guardian or conservator complete the form on behalf of the consumer?
Yes, if the individual has a legal guardian or conservator, they can complete the form on the individual's behalf. This includes making informed choices regarding HCBS or Medical Institutional Services and ensuring the accuracy of the information provided on the form.
Who can I contact if I have questions about filling out the form?
If there are any questions or clarifications needed while filling out the form, individuals are encouraged to contact their service worker, case manager, or discharge planner. They can provide guidance and ensure that the form is filled out correctly to facilitate the assessment process.
Not verifying consumer choice clearly: People often rush through the verification of HCBS consumer choice section, neglecting to make a clear choice between Home- and Community-Based Services (HCBS) and Medical Institutional Services. This choice requires careful consideration and a definitive selection, marked clearly by either selecting HCBS or Medical Institutional Services.
Omitting signature and date: A common mistake is forgetting to sign and date the form at the bottom of the Part A section. The signature of the consumer, guardian, or durable power of attorney for health care and the date are crucial for the form's validity, indicating consent and understanding of the chosen services.
Inaccurately filling personal identification information: The sections requesting the consumer’s name, social security number, Medicaid number, and other personal identification details are often filled inaccurately. Correct and complete information in these fields ensures that the assessment is linked to the right individual and that Medicaid or other payment sources can be accurately billed.
Skipping sections relevant to living arrangements and service providers: Many skip or incompletely fill the sections detailing the living arrangement, facility entry and discharge dates, and the name of the agency providing physical disability waiver services. Accurate information here provides a comprehensive view of the consumer's current situation and needs.
Not listing medications and therapies correctly: Completing the section on medications and therapies requires attention to detail regarding the types of medications, routes, therapies received, and the reasons for them. Mistakes or omissions here can lead to inaccurate assessment of needs and care planning.
Failing to sign and date the assessment certification: Finally, individuals often forget to sign and date the end of the assessment, where the person completing the assessment certifies the accuracy of the information provided. This oversight can question the form's integrity and the accuracy of the information recorded.
Addressing these common mistakes can significantly improve the accuracy and reliability of the information provided in the 470-3502 form, ensuring that individuals receive the appropriate level of care and services tailored to their needs.
When navigating the complex landscape of physical and mental health services, the Iowa Department of Human Services' Physical Disability Waiver Assessment Tool (form 470-3502) serves as a critical document. This form is often just the starting point for compiling a comprehensive file that supports an individual's health care needs and preferences, ensuring they receive the most appropriate services. Besides the 470-3502 form, several other forms and documents are frequently used in coordination, each playing a unique role in the overall process. Below is a list of additional forms and documents often utilized alongside the 470-3502 form, providing a concise description of their purpose and importance.
These documents collectively contribute to ensuring a holistic and coordinated approach to care that respects the individual’s rights, preferences, and needs. Successfully managing and navigating through these forms requires attention to detail and a comprehensive understanding of each document's role in the broader process. Support from case managers, caregivers, and legal representatives can be invaluable in this complex journey, ensuring that individuals receive the care and services that best match their unique circumstances.
The 470-3502 form, used by the Iowa Department of Human Services, shares common purposes with various other documentation across healthcare and legal systems to ensure that individuals' needs and preferences are formally assessed and acknowledged. One comparable document is the Patient Admission Form commonly found in hospitals and medical facilities. This form captures essential health background, insurance details, and personal information, similar to how the 470-3502 involves assessing an individual’s living arrangement, payment source, and healthcare provider details.
Another related document is the Health Care Proxy Form, which allows individuals to designate someone to make healthcare decisions on their behalf, mirroring the 470-3502 form's section on capturing the signature of a guardian, conservator, or durable power of attorney for health care. This ensures that decisions regarding the choice between home-and community-based services or medical institutional services reflect the individual's or their proxy's preferences.
The Annual Physical Examination Form found in many healthcare practices also resembles the 470-3502 form in its goals. While focusing on a comprehensive health check-up, it similarly gathers detailed health information, which is vital for assessing an individual's eligibility and need for specific care programs like the Physical Disability Waiver described in the 470-3502 form.
Similarly, the Individualized Education Program (IEP) forms used by schools to tailor education plans for students with disabilities also share a goal with the 470-3502 form. Both are designed to assess the individual's specific needs—be they educational or healthcare-related—and provide a customized plan to meet those needs, emphasizing a person-centered approach.
The Mental Health Assessment Form, often utilized in psychological care settings, is another document bearing resemblance to the 470-3502. It focuses on evaluating an individual's mental and emotional well-being, closely aligning with the cognitive/mental status and behavior evaluations detailed in the 470-3502 assessment tool.
The Nursing Home Assessment Form, which is used to determine the level of care required for a senior or person with disabilities, is another document similar to the 470-3502. This form examines the need for residential, healthcare, and support services, akin to the choice between home-based and institutional care services outlined in the 470-3502 form.
The Medicaid Eligibility Form also parallels the 470-3502 form by collecting information that determines whether an individual qualifies for Medicaid benefits. Both forms play crucial roles in ensuring access to necessary healthcare services, with detailed data collection on healthcare needs, financial status, and personal information.
Lastly, the Disability Claim Form, used for applying for disability benefits through insurance companies or government programs, resembles the 470-3502 in its goal to assess and validate the individual's healthcare needs and disabilities. Both documents require detailed health information, diagnoses, and the healthcare provider's insights to determine the level of support and services the individual is entitled to.
When completing the 470 3502 form, which is designed for the Physical Disability Waiver Assessment for the Iowa Department of Human Services, it is crucial to pay close attention to detail to ensure the information provided is accurate and meets all required criteria. Below are lists of things you should and shouldn't do when filling out this form.
Things You Should Do
Things You Shouldn't Do
Understanding the intricacies of the 470-3502 form, used in the Iowa Department of Human Services Physical Disability Waiver Assessment, is key to navigating through its procedures confidently. However, misconceptions often arise concerning its purpose, execution, and impact. To clarify, below are ten common misunderstandings about the form and their actual facts.
It's Only for Permanent Disabilities: People often think the 470-3502 form is exclusively for permanent physical disabilities. In reality, it assesses the need for home- and community-based services (HCBS) versus medical institutional services for various durations of physical disabilities, not strictly permanent ones.
Legal Guardians Cannot Complete It: Contrary to this belief, a consumer’s legal guardian, conservator, or an individual with durable power of attorney for health care can fill out and sign the form where necessary, ensuring the consumer's choices are respected and documented.
It’s Just a One-Time Assessment: Some might think this form is filled out once and never revisited. However, it includes sections for initial review and continued stay review, indicating its use in periodical assessments over time.
Medicaid Is the Only Payment Source: While the form requests payment source information and mentions Medicaid specifically, it is not limited to Medicaid beneficiaries only. It's also pertinent for individuals pending Medicaid coverage.
Only for Adults: The misconception that this form is meant only for adults overlooks its applicability to minors who have physical disabilities and require an assessment for HCBS or institutional care choice. The key is the need for disability waiver services, not the age of the person.
No Input from Medical Professionals Is Needed: The form asks for the attending physician's name and contact details, underscoring the need for a medical professional's input in the process to ensure appropriate care assessment and recommendations.
One Time Signature Suffices: Each section of the assessment that's completed needs to be signed and dated by the person performing the assessment, highlighting the ongoing accountability and accuracy of the information at multiple stages, not just at a single instance.
It Doesn’t Address Cognitive or Mental Status: The form includes detailed sections for cognitive/mental status and behavior assessments, contrary to the belief that it solely focuses on physical capabilities. This ensures a comprehensive understanding of the consumer’s needs.
It Is Final and Not Subject to Review: The reality is that the determinations made using this form can be reviewed and appealed. Consumers have rights to challenge or seek reevaluation concerning the decisions affecting their care options.
No Difference between Initial Review and Continued Stay Review: Some think both reviews are the same, but initial reviews are for new entrants into the system, whereas continued stay reviews are for those already receiving services, to assess ongoing eligibility and need.
When accurately understood and effectively utilized, the 470-3502 form plays a crucial role in ensuring individuals with physical disabilities in Iowa have access to the most appropriate level of care for their needs, whether that's within their homes or in a more institutional setting. Dispelling these misconceptions is key to facilitating better outcomes for these consumers and their families.
Filling out and using the 470 3502 form, an essential document from the Iowa Department of Human Services for accessing physical disability waiver assessments, involves understanding key elements and procedures. These assessments are vital in determining the eligibility for home and community-based services (HCBS) versus medical institutional services. Below are crucial takeaways to ensure the process is smooth and effective:
Understanding these key aspects of the 470 3502 form can significantly impact the process of accessing necessary supports and services, making it an important step for individuals seeking home- and community-based services through the Iowa Department of Human Services. Such thorough documentation and verification processes highlight the dedication to providing personalized, consumer-directed care within the state’s HCBS Physical Disability Waiver program.
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